Company Overview
Austin Atlantic Capital, Inc. (AAC) is a registered broker-dealer specializing in institutional financial services, including the distribution of securities and mutual funds. As part of these services, there are inherent investment risks, including the possibility of losing principal. Clients should carefully consider all investment-related documentation and disclosures provided by AAC before entering into any financial transactions.
While AAC does not manage individual retail accounts, clients in institutional relationships are encouraged to review the relevant fund prospectuses and service agreements to fully understand the potential risks and returns involved. These documents are made available for full transparency and compliance with FINRA regulations governing broker-dealer activities.
SIPC Disclosure: As a member of the Securities Investor Protection Corporation (SIPC), AAC offers protection for the cash and securities of its institutional clients in the event that a SIPC-member brokerage firm encounters financial difficulties. This protection is limited and does not cover all types of losses. For more information about SIPC protection, please visit www.sipc.org.
Before investing you should carefully consider the Fund's investment objectives, risks, charges and expenses. This and other information is in the prospectus, a copy of which may be obtained. Please read the prospectus carefully before you invest.
Investing involves risk, including the possible loss of principal. Shares of any ETF are bought and sold at market price (not NAV) and may trade at a discount or premium to NAV. Shares are not individually redeemable from the Fund and may be only be acquired or redeemed from the fund in creation units. Brokerage commissions will reduce returns. Please refer to the prospectus for additional risks of investing in the fund.
© Austin Atlantic, Inc 2021
