Privacy Policy

PRIVACY POLICY AND PRACTICES

Austin Atlantic Capital Inc. (“Austin Atlantic”), a FINRA Member SIPC, conducts business as a mutual fund’s underwriter and distributor. We recognize and respect the privacy expectations of our clients and do not sell information about current or former clients or their accounts to third parties. Austin Atlantic Capital . does not intend to collect nonpublic personal information about retail customers. This notice is provided to inform you about our practices regarding privacy in relation to our operations.

COLLECTION OF CUSTOMER INFORMATION

Austin Atlantic Capital does not open accounts or collect nonpublic personal information directly from retail customers. Information such as account applications, investment goals, risk tolerance, and account history is collected and maintained by the custodian or broker-dealer that holds the account. Austin Atlantic Capital . does not intend to gather or handle such data and refers any questions regarding the collection or handling of this information to the custodian or broker-dealer responsible for the account. 

DISCLOSURE OF CUSTOMER INFORMATION

As we do not collect retail customer information, Austin Atlantic Capital . does not disclose any nonpublic personal information about retail customers to third parties. In the event that we are required to effect or administer transactions at your request, or as required by law or regulation, we may work with service providers or affiliates to comply with legal requirements, such as audits or examinations.

SECURITY OF CUSTOMER INFORMATION

Although Austin Atlantic Capital does not handle retail customer information, we maintain policies to protect any limited nonpublic personal information we may inadvertently receive. Our procedures include physical, electronic, and procedural safeguards designed to protect any information we might come into contact with through our affiliates or service providers.

For any inquiries or concerns regarding your account or the collection of your personal information, please contact the custodian or broker-dealer that holds your account. This applies to any mutual funds underwritten or distributed by Austin Atlantic Capital.